Study Drug Shipped to the Participant
Part of ICH E6(R3) Annex 2 for Site Staff: Home Visits, Local Providers and Study Drug at Home.
About 5 minutes. Free, in your language, no account needed.
Expert review pending. CRLN wrote this lesson against the ICH E6(R3) Annex 2 text adopted on 3 June 2026. It has not yet been reviewed by a subject matter expert. Always follow your protocol, your sponsor and your regulator.
Why this matters
Investigational product (IP) that travels to a participant's home leaves the controlled path of the site pharmacy. It can be delivered to the wrong person, stored at the wrong temperature or arrive in a box that tells the neighbors what disease the participant has. Annex 2 lists what to think through before and during home supply.
The range of approaches
Annex 2 section 2.3 says IP management, meaning supply, storage, dispensing, administration, return, accountability documentation, destruction or other disposition, can be handled in various ways. IP may be supplied to the participant or to an appropriate designee, such as a caregiver, home nurse or local pharmacist, for use at the participant's location. These arrangements must follow applicable regulatory requirements, which vary by country.
When the site ships
Section 2.3.1 says the investigator or institution may send IP to the participant, following the sponsor's documented instructions where applicable. Five things should be considered:
- (a) Privacy. How the participant's privacy and their disease status are protected. Packaging that names the condition is a privacy problem.
- (b) The right recipient. That the IP is received by the participant or their appropriate designee, such as a caregiver.
- (c) The whole chain. How receipt, storage, handling, administration, return, destruction and accountability work.
- (d) Blinding. How the blind is protected, if the study is blinded.
- (e) Support. What help participants have, such as tutorials, brochures, visual aids and contact details for technical support.
When the sponsor ships
Section 2.3.2 says that where regulations allow, the sponsor may ship IP to the participant directly. In that case:
- (a) The investigator or institution keeps responsibility for the safe and appropriate use of the IP by participants in their care.
- (b) The investigator should know the shipping arrangements and stay informed about receipt, use and any participant-reported problems and how they were resolved.
- (c) Roles and responsibilities of sponsor and investigator should be clearly documented.
- (d) There should be clear communication and predefined procedures between sponsor, investigator and any shipping provider.
Section 3.6.2 adds a rule site staff should know by heart: the sponsor should make sure a shipment to a participant starts only after the investigator has authorized it. If you see a home shipment queued that nobody at the site authorized, especially when continuing treatment depends on results the investigator has not reviewed, ask for it to be held and tell the investigator.
Using what the pharmacy already does
Section 2.3.3 says existing institutional documentation and processes may be enough, depending on local requirements. For example, a pharmacy's standard accountability and storage records may be appropriate. You do not always need a separate trial-only system.
What the investigator oversees
Section 2.3.4 says the investigator should keep appropriate oversight of IP management and make sure documentation is kept. The level of oversight depends on the trial design, the product, the route and complexity of administration, what is known about its safety and its marketing status. Oversight covers at least:
- (a) Receipt, use and return or other disposition of the IP by participants. A participant's designee may handle receipt and return.
- (b) Starting, continuing, dosing and dose adjustments, as specified in the protocol.
Point (b) matters at home. If a local pharmacist or a family member changes the dose, even for a sensible reason, the decision has gone around the investigator. Report it to the investigator, who decides under the protocol, and record exactly what was taken.
What the sponsor plans
Sections 3.6.1 and 3.6.3 ask sponsors to assess home supply during protocol development, considering stability and storage needs, preparation, route, the population, the safety profile, any need for observation after a dose, blinding and emergency plans. Sponsors may use systems such as interactive response technology or DHTs, and processes such as home nurse visits, to confirm delivery and administration. Section 3.7 reminds sponsors and providers that couriers and nurses receive personal information and that it must be protected.
In practice
- Before the first home shipment, know who authorizes it, who may receive it and how storage is confirmed on arrival.
- If IP goes to anyone other than the participant or an agreed designee, check its condition, record who received it and report it to the sponsor.
- Raise any packaging that reveals the study or condition.
- Never send a replacement before the first shipment is accounted for, unless the sponsor and investigator agree a documented plan.
Key takeaways
- Home supply must protect privacy, reach the intended recipient, keep the chain of accountability and protect blinding (Annex 2, section 2.3.1).
- When the sponsor ships, the investigator still answers for safe use and must stay informed (section 2.3.2).
- A sponsor shipment to a participant starts only after the investigator authorizes it (section 3.6.2).
- Dose starts, changes and continuation stay under the investigator's oversight (section 2.3.4(b)).